SM-ECO-10060 · Member

CA-ECO-10060ca-eco-10060.ai

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

Canada · CA-ECO-10060 · Member · Canada under SM-ECO-10060

Allooloo node	`ca-cm-kg` · Azure region Canada Central · records served from Toronto
Record door	https://mcp.ca-cm-kg.ai/mcp Agent Card: https://agent.ca-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record	TSX · TSXV · CSE · CBOE-CANADA
Orderability door	https://mcp.ca-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door	mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record	https://mcp.ca-cm-kg.ai/record/TSX/SHOP
Market duty page	ca-eco.ai
Market issuer page	https://ca-issuer.ai/

Appendix A · ECO market section

ECO · ca.eco.v10 · supersedes ca.eco.v9 · produced 2026-11-14T21:34:49Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	regime National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, as interpreted by the Canadian Securities Administrators delivery_of_notices registrants must deliver all disclosure and notices required under NI 31-103 to the registrant's principal regulator cross_border_exception does not apply to notices under sections 8.18 [international dealer] and 8.26 [international adviser]; these notices go to the regulator in each jurisdiction where they are registered or relying on an exemption from registration source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`competent_authorities`Regulators, competent authorities and allocation of responsibility	name Canadian Securities Administrators (CSA) role interpret or apply the provisions of National Instrument 31-103 and related securities legislation source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty KYP (Know Your Product), NI 31-103 source https://mcp.getissuer.ai/mcp · dated not found
`regulated_activities`Activities requiring authorisation and their scope	activity in the business of trading activity in the business of advising activity holding themselves out as being in the business of trading or advising activity acting as an underwriter activity acting as an investment fund manager source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`participant_categories`Issuer, intermediary, investor and client categories	category dealing representative category advising representative category associate advising representative category ultimate designated person category chief compliance officer source https://www.osc.ca/sites/default/files/pdfs/irps/ni_20150111_31-103_unofficial-consolidated.pdf · dated January 11, 2015
`product_categories`Instrument classes, exclusions and special regimes	class securities special_regime In Alberta, British Columbia, New Brunswick and Saskatchewan, a reference to securities includes exchange contracts, unless the context otherwise requires source https://www.osc.ca/sites/default/files/pdfs/irps/ni_20150111_31-103_unofficial-consolidated.pdf · dated January 11, 2015
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	securities_issuer an entity that issues or trades in its own securities dealer_registration securities issuers with an active non-securities business do not have to register as a dealer if they meet listed conditions source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`exchanges_and_venues`Venue identities linked to AMP records	name Toronto Stock Exchange (TSX) listings_page https://www.tsx.com/en/listings/current-market-statistics name TSX Venture Exchange (TSXV) - growth market listings_page https://www.tsx.com/en/listings/current-market-statistics source https://www.tsx.com/en/listings · dated not found
`information_stores`Authoritative regulated-information repositories	SEDAR+ - 'the new, secure web-based system used by all market participants to file, disclose and search' (CSA system, launched July 25, 2023, replaced SEDAR) source https://systems.securities-administrators.ca/onlinehelp/general-help/about-sedar-plus/ · dated not found
`store_lookup`Documented lookup methods and identifier requirements	SEDAR+ public access (no account): search issuer profiles ('Contains'/'Starts with'), search and download documents by profile and document type/date range (30 documents at a time, CSV export), reporting issuers list, cease trade order search source https://systems.securities-administrators.ca/onlinehelp/general-help/getting-started/general-public-access/ · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Annual financial statements - NI 51-102 s.4.2 deadline Issuer other than a venture issuer: on or before the earlier of the 90th day after the end of its most recently completed financial year and the date of filing in a foreign jurisdiction; venture issuer: the 120th day (same foreign-filing alternative) report Interim financial report - NI 51-102 s.4.4 deadline Issuer other than a venture issuer: on or before the earlier of the 45th day after the end of the interim period and foreign-filing date; venture issuer: the 60th day report Annual information form (AIF) deadline A company that is not a venture issuer must file an AIF every year, usually 90 days after the end of the company's most recent financial year source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	NI 51-102 Part 7: if a material change occurs the reporting issuer must (a) 'immediately issue and file a news release authorized by an executive officer disclosing the nature and substance of the change' and (b) 'as soon as practicable, and in any event within 10 days of the date on which the change occurs, file a Form 51-102F3 Material Change Report'; confidential filing permitted under s.7.1(2) source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
`filing_formats`Required formats, validation requirements and document types	document AIF form Form 51-102F2 Annual Information Form or, in the case of an SEC issuer, a completed Form 51-102F2 or an annual report or transition report under the 1934 Act on Form 10-K or Form 20-F source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated June 9, 2023
`filing_languages`Required or accepted languages and translation conditions	NI 51-102 s.3.1: 'A person or company must file a document required to be filed under this Instrument in French or in English'; if filed in one language only but delivered to securityholders in the other, the other version must be filed no later than first delivery; in Quebec, linguistic obligations apply source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	requirement Securities issuers that are distributing securities are subject to the prospectus requirements unless an exemption is available. requirement Regulators have the discretionary authority to require an underwriter for a prospectus distribution. source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`takeover_regime`Offer rules, control triggers and shareholder treatment	not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	TSX/TSXV calendar of Canadian and US holidays (2026 and 2025 shown) and early closes, e.g. Thu Dec 24 2026 closes 1:00 PM; Thanksgiving Mon Oct 12 2026; In lieu of Boxing Day Mon Dec 28 2026 source https://www.tsx.com/en/trading/calendars-and-trading-hours/calendar · dated not found
`halts_sources`Official halt and suspension sources with scope	TSX 'Reviews and Suspensions' notice log (TSX delisting reviews and TSX trading suspensions); page does not use the word halts and is a notice history, not a live halt board source http://tsx.com/en/news/reviews-and-suspensions · dated not found
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	prefix CA example CA0089117034 (Air Canada Inc - Class A Shares) designation_rules equity_issues the country where the entity is incorporated domestic_debt_issues the country where the lead manager is located international_debt_issues the country where the Central Securities Depository is located local_identifier A CUSIP or CINS identifier will always appear in positions 3-11 of a CGS ISIN. source https://www.cusip.com/identifiers.html · dated January 1, 2025
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	LEI = 20-character ISO 17442 code issued by GLEIF-accredited LEI Issuers (Local Operating Units); searchable in the Global LEI Index. No Canada-specific LEI issuer or requirement read on an official page source https://www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	framework CDSX, the CDS clearing and depository system detail ISIN Eligibility service enables eligibility assessment and acceptance of marketable securities within CDSX; ISIN Issuance and Eligibility both required for securities held on deposit with CDS framework Dematerialization detail Since 2017, CDS is no longer accepting physical certificates for new securities issues coming to market. framework Qualified custodian requirement (NI 31-103 s.14.5.2) detail Under paragraph 14.5.2(7)(d), registered firms are not required to ensure that cash or securities of permitted clients, that are not individuals or investment funds, are held with a qualified custodian if the permitted client has acknowledged in writing source https://www.cds.ca/issuers/issuer-services/isin-issuance-and-isin-eligibility-services · dated March 1, 2017
`corporate_actions`Rights, elections, notices and procedural deadlines	not found
`retail_access`Retail distribution limits, access restrictions and safeguards	rule Permitted client threshold – individuals (paragraph (o)) detail an individual who beneficially owns financial assets with an aggregate realizable value that exceeds $5 million, before taxes but net of any related liabilities rule Permitted client threshold – entities (paragraph (q)) detail a person or company that has net assets of at least $25 million, as shown on its last financial statements rule Suitability waiver detail Under section 13.3.1, permitted clients may waive their right to have a registrant determine that a trade is suitable. rule Bright-line standards detail Investors who do not satisfy these thresholds do not qualify as permitted clients under the applicable paragraph. source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
`cross_border_access`Foreign participation and cross-border offering or service restrictions	exemption 8.18 [international dealer] condition exempt from the registration requirement if they deal with certain permitted clients and meet certain other conditions exemption 8.26 [international adviser] condition exempt from the registration requirement if they deal with certain permitted clients and meet certain other conditions notice Registrants must deliver these notices to the regulator in each jurisdiction where they are registered or relying on an exemption from registration. source https://www.asc.ca/-/media/ASC-Documents-part-1/Regulatory-Instruments/2026/01/6258977v1-31-103-CP-Consolidation-Eff-January-1-2026.pdf · dated 01 Jan 2026
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	term transaction charge definition any amount charged to a client by a registered firm in respect of a purchase or sale of a security and includes any federal, provincial or territorial sales taxes paid on that amount term operating charge definition any amount charged to a client by a registered firm in respect of the operation, transfer or termination of a client's account and includes any federal, provincial or territorial sales taxes paid on that amount term direct investment fund charge definition an amount charged to a client if the client buys, holds, sells or switches securities of an investment fund, including any federal, provincial or territorial sales taxes paid on that amount, other than, for greater certainty, an amount included in the investment fund's fund expenses source https://fcnb.ca/sites/default/files/2026-05/31-103-CONS-NI-2026-01-01-E_0.pdf · dated January 1, 2026
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	field trusted_contact_person value an individual identified by a client to a registrant whom the registrant may contact in accordance with the client's written consent field temporary_hold value a hold that is placed on the purchase or sale of a security on behalf of a client or on the withdrawal or transfer of cash or securities from a client's account field vulnerable_client value a client who might have an illness, impairment, disability or aging-process limitation that places the client at risk of financial exploitation source https://fcnb.ca/sites/default/files/2026-05/31-103-CONS-NI-2026-01-01-E_0.pdf · dated January 1, 2026

chapter ca.chapter.v30 · sm-eco-10060.org/market/ca/

ACM-68000 (Agent Clearance Manifest) signals

Signal	Reading	Boundary
ACM-200	Cleared	The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403	Restricted or halted	Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404	Not on the register	The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451	Read the filing	The binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt