# ca-eco-10060.ai — llms-full.txt

The page's full text and the door's tool list, generated from the page's own source at 2026-11-15T19:19Z. The short index is /llms.txt.

## The page

CA-ECO-10060 — Canada — Member Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.
SM-ECO-10060 · Member
CA-ECO-10060 ca-eco-10060.ai
SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.
Canada · CA-ECO-10060 · Member · Canada under SM-ECO-10060
Allooloo node ca-cm-kg · Azure region Canada Central · records served from Toronto
Record door https://mcp.ca-cm-kg.ai/mcp Agent Card: https://agent.ca-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record TSX · TSXV · CSE · CBOE-CANADA
Orderability door https://mcp.ca-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record https://mcp.ca-cm-kg.ai/record/TSX/SHOP
Market duty page ca-eco.ai
Market issuer page https://ca-issuer.ai/
Appendix A · ECO market section
ECO · ca.eco.v10 · supersedes ca.eco.v9 · produced 2026-11-14T21:34:49Z · signed on the node door
The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.
jurisdiction_scope Territory, regime boundaries and cross-border applicability regime
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, as interpreted by the Canadian Securities Administrators
delivery_of_notices
registrants must deliver all disclosure and notices required under NI 31-103 to the registrant's principal regulator
cross_border_exception
does not apply to notices under sections 8.18 [international dealer] and 8.26 [international adviser]; these notices go to the regulator in each jurisdiction where they are registered or relying on an exemption from registration
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
competent_authorities Regulators, competent authorities and allocation of responsibility name
Canadian Securities Administrators (CSA)
role
interpret or apply the provisions of National Instrument 31-103 and related securities legislation
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
duty_map Applicable product-governance and suitability duties by activity and actor duty
KYP (Know Your Product), NI 31-103
source https://mcp.getissuer.ai/mcp · dated not found
regulated_activities Activities requiring authorisation and their scope activity
in the business of trading
activity
in the business of advising
activity
holding themselves out as being in the business of trading or advising
activity
acting as an underwriter
activity
acting as an investment fund manager
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
participant_categories Issuer, intermediary, investor and client categories category
dealing representative
category
advising representative
category
associate advising representative
category
ultimate designated person
category
chief compliance officer
source https://www.osc.ca/sites/default/files/pdfs/irps/ni_20150111_31-103_unofficial-consolidated.pdf · dated January 11, 2015
product_categories Instrument classes, exclusions and special regimes class
securities
special_regime
In Alberta, British Columbia, New Brunswick and Saskatchewan, a reference to securities includes exchange contracts, unless the context otherwise requires
source https://www.osc.ca/sites/default/files/pdfs/irps/ni_20150111_31-103_unofficial-consolidated.pdf · dated January 11, 2015
issuer_and_listing_scope Domicile, listing and issuer-status distinctions securities_issuer
an entity that issues or trades in its own securities
dealer_registration
securities issuers with an active non-securities business do not have to register as a dealer if they meet listed conditions
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
exchanges_and_venues Venue identities linked to AMP records name
Toronto Stock Exchange (TSX)
listings_page
https://www.tsx.com/en/listings/current-market-statistics
name
TSX Venture Exchange (TSXV) - growth market
listings_page
https://www.tsx.com/en/listings/current-market-statistics
source https://www.tsx.com/en/listings · dated not found
information_stores Authoritative regulated-information repositories SEDAR+ - 'the new, secure web-based system used by all market participants to file, disclose and search' (CSA system, launched July 25, 2023, replaced SEDAR) source https://systems.securities-administrators.ca/onlinehelp/general-help/about-sedar-plus/ · dated not found
store_lookup Documented lookup methods and identifier requirements SEDAR+ public access (no account): search issuer profiles ('Contains'/'Starts with'), search and download documents by profile and document type/date range (30 documents at a time, CSV export), reporting issuers list, cease trade order search source https://systems.securities-administrators.ca/onlinehelp/general-help/getting-started/general-public-access/ · dated not found
periodic_reporting Periodic duties, deadlines, triggering events and exceptions report
Annual financial statements - NI 51-102 s.4.2
deadline
Issuer other than a venture issuer: on or before the earlier of the 90th day after the end of its most recently completed financial year and the date of filing in a foreign jurisdiction; venture issuer: the 120th day (same foreign-filing alternative)
report
Interim financial report - NI 51-102 s.4.4
deadline
Issuer other than a venture issuer: on or before the earlier of the 45th day after the end of the interim period and foreign-filing date; venture issuer: the 60th day
report
Annual information form (AIF)
deadline
A company that is not a venture issuer must file an AIF every year, usually 90 days after the end of the company's most recent financial year
source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
ad_hoc_disclosure Event-driven and inside-information disclosure obligations NI 51-102 Part 7: if a material change occurs the reporting issuer must (a) 'immediately issue and file a news release authorized by an executive officer disclosing the nature and substance of the change' and (b) 'as soon as practicable, and in any event within 10 days of the date on which the change occurs, file a Form 51-102F3 Material Change Report'; confidential filing permitted under s.7.1(2) source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
filing_formats Required formats, validation requirements and document types document
AIF
form
Form 51-102F2 Annual Information Form or, in the case of an SEC issuer, a completed Form 51-102F2 or an annual report or transition report under the 1934 Act on Form 10-K or Form 20-F
source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated June 9, 2023
filing_languages Required or accepted languages and translation conditions NI 51-102 s.3.1: 'A person or company must file a document required to be filed under this Instrument in French or in English'; if filed in one language only but delivered to securityholders in the other, the other version must be filed no later than first delivery; in Quebec, linguistic obligations apply source https://www.bcsc.bc.ca/-/media/PWS/New-Resources/Securities-Law/Instruments-and-Policies/Policy-5/51102-NI-July-25-2023.pdf · dated not found
prospectus_regime Offering and admission requirements, exemptions and thresholds requirement
Securities issuers that are distributing securities are subject to the prospectus requirements unless an exemption is available.
requirement
Regulators have the discretionary authority to require an underwriter for a prospectus distribution.
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
takeover_regime Offer rules, control triggers and shareholder treatment not found
ownership_reporting Significant holdings, beneficial ownership and notification duties not found
short_selling Restrictions, disclosure, locate or borrowing requirements, emergency measures not found
market_abuse Insider dealing, manipulation and related disclosure regimes not found
trading_controls Market-wide trading constraints and intervention powers not found
market_calendar Authoritative calendars and exceptional closures TSX/TSXV calendar of Canadian and US holidays (2026 and 2025 shown) and early closes, e.g. Thu Dec 24 2026 closes 1:00 PM; Thanksgiving Mon Oct 12 2026; In lieu of Boxing Day Mon Dec 28 2026 source https://www.tsx.com/en/trading/calendars-and-trading-hours/calendar · dated not found
halts_sources Official halt and suspension sources with scope TSX 'Reviews and Suspensions' notice log (TSX delisting reviews and TSX trading suspensions); page does not use the word halts and is a notice history, not a live halt board source http://tsx.com/en/news/reviews-and-suspensions · dated not found
identifiers Security and entity identifier conventions and validation sources not found
isin_prefix ISIN prefix information and its limits as a jurisdiction indicator prefix
CA
example
CA0089117034 (Air Canada Inc - Class A Shares)
designation_rules
equity_issues
the country where the entity is incorporated
domestic_debt_issues
the country where the lead manager is located
international_debt_issues
the country where the Central Securities Depository is located
local_identifier
A CUSIP or CINS identifier will always appear in positions 3-11 of a CGS ISIN.
source https://www.cusip.com/identifiers.html · dated January 1, 2025
lei_requirements Legal Entity Identifier requirements and authoritative lookup references LEI = 20-character ISO 17442 code issued by GLEIF-accredited LEI Issuers (Local Operating Units); searchable in the Global LEI Index. No Canada-specific LEI issuer or requirement read on an official page source https://www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei · dated not found
settlement Settlement cycles by instrument and venue, exceptions and transition dates not found
clearing_and_custody Clearing, depository, custody and asset-protection frameworks framework
CDSX, the CDS clearing and depository system
detail
ISIN Eligibility service enables eligibility assessment and acceptance of marketable securities within CDSX; ISIN Issuance and Eligibility both required for securities held on deposit with CDS
framework
Dematerialization
detail
Since 2017, CDS is no longer accepting physical certificates for new securities issues coming to market.
framework
Qualified custodian requirement (NI 31-103 s.14.5.2)
detail
Under paragraph 14.5.2(7)(d), registered firms are not required to ensure that cash or securities of permitted clients, that are not individuals or investment funds, are held with a qualified custodian if the permitted client has acknowledged in writing
source https://www.cds.ca/issuers/issuer-services/isin-issuance-and-isin-eligibility-services · dated March 1, 2017
corporate_actions Rights, elections, notices and procedural deadlines not found
retail_access Retail distribution limits, access restrictions and safeguards rule
Permitted client threshold – individuals (paragraph (o))
detail
an individual who beneficially owns financial assets with an aggregate realizable value that exceeds $5 million, before taxes but net of any related liabilities
rule
Permitted client threshold – entities (paragraph (q))
detail
a person or company that has net assets of at least $25 million, as shown on its last financial statements
rule
Suitability waiver
detail
Under section 13.3.1, permitted clients may waive their right to have a registrant determine that a trade is suitable.
rule
Bright-line standards
detail
Investors who do not satisfy these thresholds do not qualify as permitted clients under the applicable paragraph.
source https://www.osc.ca/en/securities-law/instruments-rules-policies/3/31-103/unofficial-consolidation-companion-policy-31-103cp-registration-requirements-exemptions-and-1 · dated June 6, 2022
cross_border_access Foreign participation and cross-border offering or service restrictions exemption
8.18 [international dealer]
condition
exempt from the registration requirement if they deal with certain permitted clients and meet certain other conditions
exemption
8.26 [international adviser]
condition
exempt from the registration requirement if they deal with certain permitted clients and meet certain other conditions
notice
Registrants must deliver these notices to the regulator in each jurisdiction where they are registered or relying on an exemption from registration.
source https://www.asc.ca/-/media/ASC-Documents-part-1/Regulatory-Instruments/2026/01/6258977v1-31-103-CP-Consolidation-Eff-January-1-2026.pdf · dated 01 Jan 2026
tax_at_source Withholding regimes by income, instrument and recipient category; relief conditions not found
fees_and_levies Transaction taxes, statutory levies and relevant charges term
transaction charge
definition
any amount charged to a client by a registered firm in respect of a purchase or sale of a security and includes any federal, provincial or territorial sales taxes paid on that amount
term
operating charge
definition
any amount charged to a client by a registered firm in respect of the operation, transfer or termination of a client's account and includes any federal, provincial or territorial sales taxes paid on that amount
term
direct investment fund charge
definition
an amount charged to a client if the client buys, holds, sells or switches securities of an investment fund, including any federal, provincial or territorial sales taxes paid on that amount, other than, for greater certainty, an amount included in the investment fund's fund expenses
source https://fcnb.ca/sites/default/files/2026-05/31-103-CONS-NI-2026-01-01-E_0.pdf · dated January 1, 2026
additional_duty_fields Further sourceable duty-relevant fields, introduced through a versioned catalogue extension field
trusted_contact_person
value
an individual identified by a client to a registrant whom the registrant may contact in accordance with the client's written consent
field
temporary_hold
value
a hold that is placed on the purchase or sale of a security on behalf of a client or on the withdrawal or transfer of cash or securities from a client's account
field
vulnerable_client
value
a client who might have an illness, impairment, disability or aging-process limitation that places the client at risk of financial exploitation
source https://fcnb.ca/sites/default/files/2026-05/31-103-CONS-NI-2026-01-01-E_0.pdf · dated January 1, 2026
chapter ca.chapter.v30 · sm-eco-10060.org/market/ca/
ACM-68000 (Agent Clearance Manifest) signals
Signal Reading Boundary
ACM-200 Cleared The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403 Restricted or halted Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404 Not on the register The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451 Read the filing The binding requires the identified filing or source to be read before a conclusion or a progression.
Machine surfaces
/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt
Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.
ECO-10060 · SM-ECO-10060 · ACM-68000 · AIO-10060 · AMP-10060 · RCO-10060 · ESG-10060 · CPG-68000 · stack version
RCO is the Record of Cleared Orders. Artificial intelligence makes mistakes; read the source.
© 2027 Allooloo Technologies Corp.

## The door

No MCP door on this host; the resolver for every listed issuer is https://mcp.getissuer.ai/mcp.

Operator: Allooloo Technologies Corp.. Corporate: https://allooloo.io.